Corporate Executive Services

headerImg-corporateexecutive.jpg


As a corporate executive, your compensation package often presents unique and complex investment challenges. Your personal wealth management issues may involve tax implications, selling restrictions, and other personal and professional responsibilities that need to be taken into consideration.

As a Wells Fargo Advisors wealth management team, we can work with you and your tax advisor to develop strategies to help reduce your potential exposure to the alternative minimum tax (AMT) and other tax consequences – whether your executive compensation involves stock option grants or restricted stock grants.

Based on information you provide about your particular grants, we can provide:

  • An explanation of your stock options and restricted stock, focusing on tax considerations and investment characteristics
  • Access to a team of professionals through Wells Fargo affiliates to help navigate the complexities of corporate compensation
  • Recommendations based on your objectives for the options or restricted stock and your current financial situation

Together, we can discuss your individual equity grants and plan an appropriate course of action. We can also familiarize you with the Stock Options Financing Program that may let you exercise options without disturbing your existing securities portfolio or raising cash.

Please contact us today to discuss the specific details of your situation and determine how best to proceed. Just click on the "Contact Us" link at the top of the page or call us at 858-456-7729 or 800-556-0015. You can also send a direct email to [email protected]

Wells Fargo Advisors is not a tax or legal advisor. Consult a tax or legal advisor before making tax-related investment decisions.

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AZ, CA, FL, HI, IA, ID, IL, KS, MA, NJ, NM, NV, NY, OR, TN, TX, UT). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

© 2022 Wells Fargo Clearing Services, LLC. All rights reserved.

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionalsX